联盟章程Alliance Charter

联盟章程

卓健生命科学与健康发展联盟章程(共八章三十二条)

第一章 总则

第一条(名称)本联盟中文名称为卓健生命科学与健康发展联盟,英文名称为 ALLIANCE FOR LIFE SCIENCES AND HEALTH DEVELOPMENT,简称 ZALSH。联盟依据香港特别行政区相关法律法规依法注册成立,并在该法律框架内开展一切活动。联盟名称及标志受知识产权法律保护,未经理事会书面授权,任何组织或个人不得擅自使用。
第二条(性质)本联盟是一个聚焦生命科学与公共健康领域的非营利性国际学术联盟,不以营利为目的,不代表任何政治立场,不附属于任何政府机构或商业实体。联盟秉持学术独立、公正透明、服务会员、促进发展的基本原则,面向全球生命科学领域的研究者和从业者开放,致力于推动亚太地区生命科学事业的高质量发展。
第三条(宗旨)联盟的宗旨是:通过严格公正的学术评审与奖项体系,激励生命科学创新;通过科研课题专项扶持计划,为有价值的研究提供资源支持;通过三级会员体系,聚合亚太地区优秀的研究者与从业者;通过专家职务聘任机制,推动学术资源的有序流动;通过独立运作的伦理审查机制,保障涉及伦理敏感议题的研究符合国际准则,最终实现"打通实验室到病床全链路"的战略愿景。
第四条(注册地)联盟注册地及总部办公地址为香港特别行政区新界沙田香港科学园科技大道西5号。联盟同时设有深圳联络处与新加坡联络处,分别作为大湾区服务中心与东南亚服务中心。各联络处在联盟章程框架内开展服务活动,其运营规程由秘书处另行制定并报理事会备案。

第二章 会员

第五条(入会条件)凡认同联盟宗旨、具备相应学术或从业资格的自然人均可申请加入联盟。普通会员须持有生命科学相关领域学士及以上学位,或具备3年以上相关从业经历;资深会员须持有博士学位并具备5年以上研究经历,或取得副高级及以上专业技术职称;荣誉会员由理事会提名,授予对联盟或生命科学事业有特殊贡献的个人,不受学历或从业年限限制。
第六条(入会程序)申请人须通过联盟官方渠道提交入会申请,并提供相关学历证明、工作证明或推荐信等材料。会员事务部负责对申请材料进行形式审查,资深会员及荣誉会员申请须经学术委员会审议。审核通过后,申请人须按通知完成入会信息确认,方可正式成为联盟会员并享有相应权益。所有入会申请自提交之日起45个工作日内完成审核。
第七条(会员权利)联盟会员依据其等级享有相应权利:所有会员均可访问联盟学术资源库,并按活动通知参与学术年会及专题论坛;具备申报资格的会员可申报联盟科研课题扶持计划;资深会员及荣誉会员具备参与联盟学术评审的资格;荣誉会员享有出席理事会列席席位的资格。各级别会员的具体权利清单由理事会批准,并随章程更新同步调整。
第八条(会员义务)联盟会员须遵守联盟章程和各项规定,维护联盟声誉;须如实提供入会所需的各类资质证明材料,不得弄虚作假;须保持个人资料、联系方式和专业信息真实有效,并在信息变更时及时更新;须尊重联盟及其他会员的知识产权;在参与联盟活动期间须遵守相关学术伦理准则,不得从事有损联盟利益或违反学术诚信的行为。
第九条(退出与除名)会员可在任何时候以书面方式向秘书处提出退会申请,联盟不得以任何方式阻止。会员若违反联盟章程、损害联盟声誉、或经认定存在学术不端行为,理事会有权经过正式调查程序决定暂停其会员资格或予以除名。被除名会员在除名之日起3年内不得重新申请加入联盟。暂停及除名决定须书面通知当事人并告知申诉渠道。

第三章 组织机构

第十条(理事会)理事会是联盟的最高决策机构,由21名理事组成,任期3年,可连任。理事会负责审议批准联盟发展战略、年度预算与决算、章程修订、重大活动方案及秘书处主要负责人的任免。理事会每年至少召开两次全体会议;特殊情况下,经三分之一以上理事联名请求,理事长须在30日内召开临时会议。理事会决议须经出席理事过半数同意方为通过;涉及章程修订及联盟解散事项,须经三分之二以上理事同意。
第十一条(学术委员会)学术委员会是联盟的最高学术咨询机构,负责为联盟学术发展方向、卓越奖评审标准及课题扶持政策提供专业指导。学术委员会成员由理事会聘任,均须具备相关领域正高级职称或同等学术地位。学术委员会设主任委员1名、副主任委员2名,任期与理事会同步。学术委员会以共识原则运作,必要时以简单多数表决;其学术审议意见对联盟学术类决策具有实质性指导约束力。
第十二条(秘书处)秘书处是联盟的日常运营管理机构,设秘书长1名、副秘书长若干名,由理事会任命,对理事会负责。秘书处下设会员事务部、项目管理部、国际合作部三个职能部门,分别负责会员注册与服务、科研课题计划的运营管理、及与境外学术机构的合作事务。秘书处负责执行理事会决议、落实各类业务计划、管理联盟日常财务,并定期向理事会报告工作进展。
第十三条(启元生命科学研究院)启元生命科学研究院(QILS)是联盟专司学术评审与专家发展的下属学术平台,以独立学术原则运作,在行政上接受秘书处管理、在学术上接受学术委员会指导。研究院设学术评审部与专家发展部,分别承担论文评审、成果评估、技术鉴定及四级专家职务聘任管理等职责。研究院的学术评审程序、专家聘任标准均须经学术委员会审定并公开发布。
第十四条(伦理审查委员会)联盟设独立运作的伦理审查委员会,负责对涉及人体实验、基因编辑、临床试验等伦理敏感领域的研究出具独立审查意见。委员会由7名委员组成,其中至少包含1名法律专家、1名社会伦理学者,委员由理事会批准任命。委员会在学术伦理层面完全独立运作,任何机构和个人不得干预其审查结论。委员会的工作规程及审查标准须向申请人公开并定期更新。

第四章 经费管理

第十五条(经费来源)联盟经费来源包括:机构或个人捐款及赞助;联盟开展学术评审、专家聘任等服务所取得的合法收入;政府或基金会资助;联盟资产的合法投资收益;其他符合联盟宗旨的合法收入。联盟的一切经费收入须依法登记,并定期向理事会报告收支情况。接受捐款或赞助时,须确保资金来源合法合规,且不影响联盟的学术独立性。
第十六条(经费使用)联盟经费须严格按照经理事会批准的年度预算使用,专款专用,不得挪作他用。主要用途包括:科研课题专项扶持资金的发放;卓越奖奖金及颁奖典礼的运营支出;启元研究院及伦理审查委员会的日常运营经费;秘书处人员薪酬及办公支出;学术出版与传播活动经费;国际学术合作与会议经费。严禁将任何联盟经费用于与联盟宗旨无关的个人消费或商业活动。
第十七条(审计)联盟每年委托独立的注册会计师事务所对全年财务状况进行年度审计,审计报告须于次年3月31日前提交理事会审议,并向全体会员公开。理事会有权在任何时间委托独立审计机构开展专项审计。联盟的财务账目须完整保存不少于7年,并在合理期限内响应监管机构的查阅要求。
第十八条(廉洁规范)联盟理事、委员会成员、秘书处工作人员及各级专家研究员须严格遵守廉洁规范,不得利用职务之便谋取私利。凡在参与联盟活动(包括评审、评奖、立项决策)时存在利益冲突的,须主动披露并回避相关决策程序。联盟设内部举报机制,任何会员均可就涉嫌违规行为向理事会提起举报,联盟须在60日内书面回复举报结果。

第五章 奖项评选

第十九条(奖项设立)联盟设立"生命科学与健康发展卓越奖"(LSHEA),于2019年6月正式创立,每年颁发一届。奖项共设五大类别:基础医学研究奖、临床转化创新奖、公共健康贡献奖、生物技术突破奖、青年学者新锐奖(青年学者新锐奖限35岁以下申请者)。奖项的增设、调整或撤销须经理事会审议批准,并提前至少6个月公告。每届奖项的获奖名额由学术委员会根据参评质量综合确定,不设固定名额上限。
第二十条(提名与评审)卓越奖采用提名制,提名人须为联盟会员或经认可的学术机构。每年1月起接受提名材料,3月底截止。提名材料提交后,由会员事务部进行形式审查,通过形式审查的提名进入初审程序,由学术委员会组织不少于5名专家进行初审打分。初审通过的候选人提交学术委员会全体委员进行终审,终审以匿名打分方式进行,结果以加权平均分排序,择优产生获奖名单。
第二十一条(公示与颁奖)终审结果确定后,获奖名单须在联盟官方渠道进行不少于15个工作日的公示。公示期内如有异议,可向秘书处提交书面异议材料,由学术委员会在30日内作出裁定。公示无异议后,联盟于每年11月在香港举办年度颁奖典礼暨学术年会,正式向获奖者颁发定制奖杯、荣誉证书及奖金。颁奖典礼的具体安排由秘书处负责,并须经理事会批准。
第二十二条(奖项撤销)若获奖者在获奖后被发现存在学术不端行为、弄虚作假或其他严重违规情形,理事会有权经正式调查程序决定撤销其奖项,并在联盟官方渠道公告。被撤销奖项的人员须退还奖金,荣誉证书作废,且5年内不得参与联盟任何奖项的提名或申报。联盟对撤销奖项的决定具有最终解释权,被撤销人可在15日内向理事会提起复议申请。

第六章 课题管理

第二十三条(立项)联盟科研课题专项扶持计划由秘书处项目管理部直接管理,每年1月至3月接受申报,5月公布立项结果。课题分为重点课题、一般课题、青年学者课题三个类别,资助领域涵盖生物医药、公共健康、医疗器械、健康管理、临床医学五大方向。申报材料须包括课题书、研究方案、负责人简历及所在机构出具的合规承诺函。所有申报材料经形式审查合格后提交学术委员会组织专家评审,评审采用匿名制。
第二十四条(执行)立项课题的研究周期为1至2年,自课题协议签订之日起计算。课题负责人须按协议要求在中期(研究开始后6至12个月内)提交进展报告,并接受项目管理部的阶段性审查。研究过程中如需变更课题主要内容或延期,须提前3个月向项目管理部提交书面申请,并经学术委员会审议批准。联盟对课题执行情况具有知情权,可在合理通知后对课题研究进行实地核查。
第二十五条(结项)课题到期后,负责人须在30日内向项目管理部提交完整的结题报告,报告须包含研究成果摘要、数据记录、经费使用明细及至少1篇已发表或已投稿的学术论文证明。结题报告由学术委员会组织专家进行评审,评审结果分为"优秀结项""合格结项""延期整改"三类。延期整改期限不超过6个月,整改后仍未通过评审的课题,联盟有权要求课题负责人退还部分或全部扶持资金。
第二十六条(成果归属)联盟资助课题所产生的知识产权,归课题负责人所在机构与联盟共同所有,具体比例及授权条款在课题协议中另行约定。联盟拥有资助课题研究成果的宣传、引用及摘要披露权利,无需另行取得课题方授权。课题方在发表与课题相关的论文、专利、研究报告时,须在致谢中注明联盟资助信息。联盟不得以任何方式干预课题方的学术结论及研究方向。

第七章 伦理审查

第二十七条(委员会组成)联盟伦理审查委员会由7名委员组成,其中须包含至少1名具有执业资格的法律专家、1名社会伦理学者,其余委员须具备相关生命科学领域的专业背景。委员由理事会批准任命,任期3年,可连任一届。委员会设主任委员1名、副主任委员1名,由委员内部选举产生,报理事会确认。委员会成员在参与具体审查项目时,若存在利益冲突,须主动申报并回避,同时由备选委员替代参与。
第二十八条(审查范围与程序)伦理审查委员会的审查范围包括:联盟资助课题中涉及人体实验、基因编辑、临床试验、人体组织或遗传材料采集的研究项目;以及接受外部委托的符合国际伦理审查标准的其他研究项目。审查程序为:申请方提交审查申请及完整研究方案→伦理审查委员会受理人员进行形式审查(5个工作日内)→召开委员会全体审议会议→出具书面审查意见(收到完整材料后30个工作日内完成)。审查结论分为:批准、有条件批准、暂缓批准、不批准四类。
第二十九条(独立性保障)伦理审查委员会在学术伦理层面完全独立运作,其审查结论不受任何行政力量、商业利益或外部压力的影响。理事会、学术委员会、秘书处及任何外部机构均无权干预委员会的审查结论。委员会有权拒绝任何不符合伦理原则的研究申请,且无需就审查结论向任何人解释或说明。委员会应当定期(至少每年一次)向理事会提交工作报告,报告应包含审查数量、结论分布及委员会运作情况,但不得披露具体申请人信息。

第八章 附则

第三十条(章程修订)本章程的修订须经理事会正式议程提出,修订草案须提前30日以书面形式送达全体理事,并须经三分之二以上理事出席的全体会议通过,方可生效。章程修订通过后,须在联盟官方渠道公告并通知全体会员,修订版章程自公告之日起30日后正式施行。重大修订(涉及联盟性质、宗旨、重要机构设置)须另行公开征求会员意见,征询期不少于20个工作日。
第三十一条(解释权)本章程的最终解释权归联盟理事会所有。理事会有权就本章程中的具体条款作出权威解释,该解释与本章程具有同等法律效力。章程条款有疑义时,应优先选择最符合联盟非营利性学术服务宗旨的解释方向。联盟秘书处可就章程执行中的具体操作事项出具实施细则,实施细则须报理事会备案,并须与章程精神保持一致。
第三十二条(生效日期)本章程自联盟理事会审议通过之日起正式生效,并适用于联盟在全球范围内开展的一切活动。本章程自生效之日起,此前任何与本章程相抵触的内部规定或决议自动失效。联盟的全体理事、委员会成员、秘书处工作人员及各级会员均须严格遵守本章程的各项规定,不得以任何方式规避或架空章程所确立的基本制度框架。

Alliance Charter

Charter of ALLIANCE FOR LIFE SCIENCES AND HEALTH DEVELOPMENT, consisting of eight chapters and thirty-two articles.

Chapter I General Provisions

Article 1 (Name) The Chinese name of the alliance is 卓健生命科学与健康发展联盟, and the English name is ALLIANCE FOR LIFE SCIENCES AND HEALTH DEVELOPMENT, abbreviated as ZALSH. The alliance is registered under the relevant laws of the Hong Kong Special Administrative Region and operates within that legal framework. The alliance name and logo are protected by intellectual property laws and may not be used without written authorization from the Council.
Article 2 (Nature) The alliance is a non-profit international academic alliance focused on life sciences and public health. It does not operate for profit, does not represent any political position, and is not affiliated with any government agency or commercial entity. It upholds academic independence, fairness, transparency, member service, and development promotion.
Article 3 (Mission) The alliance advances life science innovation through fair academic review and awards, supports valuable research through dedicated grants, connects outstanding researchers through a three-tier membership system, promotes orderly circulation of academic resources through expert appointments, and safeguards ethically sensitive research through an independent ethics review mechanism.
Article 4 (Registered Address) The registered office and headquarters are located at No. 5 Science Park West Avenue, Hong Kong Science Park, Sha Tin, New Territories, Hong Kong. The alliance also maintains liaison offices in Shenzhen and Singapore for Greater Bay Area and Southeast Asia services.

Chapter II Membership

Article 5 (Admission Requirements) Individuals who recognize the alliance mission and hold relevant academic or professional qualifications may apply. Ordinary members need a life science related bachelor's degree or above, or at least three years of relevant experience. Senior members need a doctoral degree with more than five years of research experience or an associate senior professional title. Honorary members are nominated by the Council for special contributions.
Article 6 (Admission Procedure) Applicants submit applications through official channels with required degree, employment, or recommendation materials. The Membership Affairs Department conducts formal review, while senior and honorary member applications are submitted to the Academic Committee. Approved applicants become members after completing membership information confirmation as instructed.
Article 7 (Member Rights) Members enjoy rights according to membership level, including access to academic resources, annual meeting participation, research grant application eligibility, participation in academic review, award nomination rights, and Council non-voting attendance for honorary members where applicable.
Article 8 (Member Duties) Members must follow the charter and rules, protect the alliance reputation, provide truthful application materials, keep personal and professional information accurate and updated, respect intellectual property rights, and comply with academic ethics during alliance activities.
Article 9 (Withdrawal and Removal) Members may withdraw by written notice to the Secretariat. Members who violate the charter, damage the alliance reputation, or are found to have committed academic misconduct may have membership suspended or removed after formal investigation.

Chapter III Organization

Article 10 (Council) The Council is the highest decision-making body of the alliance, composed of 21 council members with a three-year renewable term. It approves development strategy, budgets, charter amendments, major activities, and appointments of key Secretariat leaders.
Article 11 (Academic Committee) The Academic Committee is the highest academic advisory body, providing professional guidance on academic development, Excellence Award review standards, and grant policies. Members are appointed by the Council and must hold senior academic standing in relevant fields.
Article 12 (Secretariat) The Secretariat manages daily operations and is accountable to the Council. It includes the Membership Affairs Department, Project Management Department, and International Cooperation Department, and is responsible for executing Council resolutions and managing routine finance and services.
Article 13 (Qiyuan Life Sciences Institute) Qiyuan Life Sciences Institute is the alliance's academic platform for academic review and expert development. It operates under independent academic principles, administratively connected to the Secretariat and academically guided by the Academic Committee.
Article 14 (Ethics Review Committee) The alliance establishes an independently operated Ethics Review Committee for research involving human experiments, gene editing, clinical trials, and other ethically sensitive fields. No institution or individual may interfere with its review conclusions.

Chapter IV Funding Management

Article 15 (Funding Sources) Funding sources include donations and sponsorships, lawful income from academic review and expert appointment services, grants from governments or foundations, lawful investment income from alliance assets, and other lawful income aligned with the alliance mission.
Article 16 (Use of Funds) Alliance funds must be used according to the annual budget approved by the Council and dedicated to specified purposes, including research grant support, award operations, Qiyuan Institute and Ethics Review Committee operations, Secretariat staffing and office costs, academic publishing, outreach, and international cooperation.
Article 17 (Audit) The alliance commissions an independent certified public accounting firm each year to audit its financial status. Audit reports are submitted to the Council and made available to members. Financial records are retained for no less than seven years.
Article 18 (Integrity Rules) Council members, committee members, Secretariat staff, and expert researchers must follow integrity rules, disclose conflicts of interest, and recuse themselves from related decisions. The alliance maintains an internal reporting mechanism for suspected violations.

Chapter V Awards Review

Article 19 (Award Establishment) The alliance establishes the Life Sciences and Health Development Excellence Awards (LSHEA), founded in July 2019 and presented annually. Award categories include Basic Medical Research, Clinical Translation Innovation, Public Health Contribution, Biotechnology Breakthrough, and Young Scholar Rising Star.
Article 20 (Nomination and Review) The Excellence Awards use a nomination system. Nominations are accepted annually from July to the end of September. Materials undergo formal review, preliminary expert scoring, and final review by the Academic Committee through anonymous scoring and weighted ranking.
Article 21 (Public Notice and Ceremony) Final results are published through official alliance channels for at least 15 working days. Objections may be submitted in writing to the Secretariat, and the Academic Committee will make a determination. The award ceremony and annual academic meeting are held in Hong Kong each November.
Article 22 (Revocation) If an awardee is later found to have committed academic misconduct, falsification, or other serious violations, the Council may revoke the award after formal investigation and publish a notice. Revoked awardees must return prize money and may not participate in alliance award nominations or applications for five years.

Chapter VI Research Grant Management

Article 23 (Project Approval) Research grant programs are managed directly by the Secretariat Project Management Department. Applications are accepted from January to March each year, with results announced in May. Grant categories include key projects, general projects, and young scholar projects across five funding areas.
Article 24 (Execution) Approved projects normally run for one to two years from the date of agreement signing. Project leaders must submit midterm progress reports and accept stage inspections. Major changes to project content or timeline require written application and Academic Committee approval.
Article 25 (Completion) Within 60 days after project completion, the leader must submit a final report covering research outcomes, data records, fund use, and at least one published or submitted academic paper. Completion review results include excellent, qualified, or extension for rectification.
Article 26 (Ownership of Outcomes) Intellectual property generated by alliance-funded projects is jointly owned by the project leader's institution and the alliance, with specific proportions and authorization terms agreed in the project contract. The alliance may publicize, cite, and summarize funded outcomes.

Chapter VII Ethics Review

Article 27 (Committee Composition) The Ethics Review Committee consists of seven members, including at least one qualified legal expert and two social ethics scholars. Members are approved and appointed by the Council for a three-year term, renewable for one term.
Article 28 (Scope and Procedure) The committee reviews research projects involving human experimentation, gene editing, clinical trials, human tissue or genetic material collection, and other projects meeting international ethics review standards. Standard review includes application submission, formal review, full committee deliberation, and a written opinion.
Article 29 (Independence Safeguards) The Ethics Review Committee operates independently at the academic ethics level. Its conclusions are not subject to administrative pressure, commercial interests, or external interference. It may reject research applications that do not meet ethical principles.

Chapter VIII Supplementary Provisions

Article 30 (Charter Amendment) Charter amendments must be proposed through formal Council procedure. Draft amendments are delivered to all council members in writing in advance and take effect only after approval by at least two-thirds of attending council members.
Article 31 (Interpretation) The Council holds the final right to interpret this charter. Authorized Council interpretations have the same effect as the charter. The Secretariat may issue implementation rules for operational matters, which must be filed with the Council.
Article 32 (Effective Date) This charter takes effect from the date of approval by the Council and applies to all alliance activities worldwide. Previous internal rules or decisions that conflict with this charter are automatically superseded.